Form 4 for XEL Xcel Energy
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001567619-23-003654 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | XEL | Van Abel Brian J | EVP, CFO | A - Grant | $0.00 | +16.8K | 49.8K | +51% | $0 |
| D | 2023-02-23 | 2023-02-21 | XEL | Van Abel Brian J | EVP, CFO | F - Tax | $68.01 | -9,966 | 43.3K | -19% | -$677.8K |
| D | 2023-02-23 | 2023-02-21 | XEL | Van Abel Brian J | EVP, CFO | M - OptEx | — | +3,459 | 53.3K | +7% | — |
| D | 2023-02-23 | 2023-02-21 | XEL | Van Abel Brian J | EVP, CFO | M - OptEx | $0.00 | -3,459 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 16,791.71 | $0.00 | 49,835.58 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2020-2022 performance period. (F2) The amount includes 933.261 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 2 | Common | Common Stock | 2023-02-21 | F | D | 9,965.74 | $68.01 | 43,328.88 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash. |
| 3 | Common | Common Stock | 2023-02-21 | M | A | 3,459.04 | — | 53,294.62 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 3,459.04 | $0.00 | 0 | D | — · — to — | 3,459.04 Common Stock | (F6) Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 1,347 units granted on March 31, 2020 and (b) 1,855 units granted on March 31, 2020. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F7) Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023. |