Form 4 for XEL Xcel Energy
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001567619-23-004230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-02-28 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | — | +9,088 | 26.3K | +53% | — |
| D | 2023-03-02 | 2023-02-28 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | F - Tax | $65.40 | -4,145 | 22.1K | -16% | -$271.1K |
| D | 2023-03-02 | 2023-02-28 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | $0.00 | -9,088 | 6,059 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 9,088.12 | — | 26,268.12 | D | — | — | (F1) Restricted stock units are settled in common stock on a one-for-one basis. (F2) The amount includes 256.716 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 2 | Common | Common Stock | 2023-02-28 | F | D | 4,145.12 | $65.40 | 22,123 | D | — | — | (F3) A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes. |
| 3 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 9,088.12 | $0.00 | 6,058.74 | D | — · — to — | 9,088.12 Common Stock | (F5) Includes 171.144 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units. (F1) Restricted stock units are settled in common stock on a one-for-one basis. (F4) On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023. |