Form 4 for NGVT Ingevity Corp
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001567619-23-004548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-02 | NGVT | PLATT PHILLIP JOHN | CAO, VP, Bus Transform Lead | M - OptEx | $40.01 | +5,858 | 10.9K | +117% | +$234.4K |
| DM | 2023-03-06 | 2023-03-02 | NGVT | PLATT PHILLIP JOHN | CAO, VP, Bus Transform Lead | S - Sale+OE | $81.71 | -8,847 | 8,523 | -51% | -$722.9K |
| DM | 2023-03-06 | 2023-03-02 | NGVT | PLATT PHILLIP JOHN | CAO, VP, Bus Transform Lead | M - OptEx | $0.00 | -5,858 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 2,288 | $27.90 | 10,811 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-02 | S | D | 2,288 | $81.70 | 8,523 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.64 to $81.73, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-03-02 | M | A | 1,207 | $53.11 | 9,730 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-02 | S | D | 2,989 | $81.83 | 5,534 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-02 | M | A | 2,363 | $45.04 | 10,886 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-02 | S | D | 2,363 | $81.62 | 8,523 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.60 to $81.69, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2023-03-02 | S | D | 1,207 | $81.63 | 8,523 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.60 to $81.65, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-03-02 | M | D | 2,288 | $0.00 | 0 | D | $27.90 · — to 2026-05-27 | 2,288 Common Stock | (F4) The option, representing a right to purchase a total of 2,288 shares, became fully vested and exercisable on February 27, 2019. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-03-02 | M | D | 2,363 | $0.00 | 0 | D | $45.04 · — to 2030-02-28 | 2,363 Common Stock | (F6) The option, representing a right to purchase a total of 2,363 shares, became fully vested and exercisable on February 28, 2023. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2023-03-02 | M | D | 1,207 | $0.00 | 0 | D | $53.11 · — to 2027-02-27 | 1,207 Common Stock | (F5) The option, representing a right to purchase a total of 1,207 shares, became fully vested and exercisable on February 27, 2020. |