Form 4 for ORN Orion Group Holdings Inc
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-01 · accession 0001567619-23-004557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-01 | ORN | SHANFELTER AUSTIN J | Dir | M - OptEx | $0.00 | +250.9K | 553.9K | +83% | $0 |
| D | 2023-03-07 | 2023-03-01 | ORN | SHANFELTER AUSTIN J | Dir | F - Tax | $2.74 | -62.1K | 491.9K | -11% | -$170.0K |
| D | 2023-03-07 | 2023-03-01 | ORN | SHANFELTER AUSTIN J | Dir | M - OptEx | $0.00 | -250.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 250,896 | $0.00 | 553,918 | D | — | — | (F1) Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 62,061 | $2.74 | 491,857 | D | — | — | (F2) Reflects a reduction of shares of time vested restricted stock units, withheld to cover taxes payable by the reporting person due to the March 1, 2023 vesting of the May 19, 2022 time vested restricted stock unit grant. |
| 3 | Derivative | Time Vested Restricted Stock Units | 2023-03-01 | M | D | 250,896 | $0.00 | 0 | D | — · — to — | 250,896 Common Stock | (F1) Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Executive Chairman on March 1, 2023. (F3) Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Executive Chairman. |