Form 4 for CDXS CODEXIS, INC.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-02-08 · accession 0001567619-23-004771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-09 | 2023-03-07+ | CDXS | Fitzgerald Margaret Nell | See remarks | S - Sale | $4.58 | -15.7K | 77.3K | -17% | -$71.8K |
| 2023-03-09 | 2023-02-08 | CDXS | Fitzgerald Margaret Nell | See remarks | A - Grant | $0.00 | +77.3K | 85.3K | +966% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | S | D | 7,686 | $4.56 | 69,586 | D | — | — | (F3) Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer. |
| 2 | Common | Common Stock | 2023-03-07 | S | D | 8,000 | $4.60 | 77,272 | D | — | — | (F3) Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer. |
| 3 | Common | Common Stock | 2023-02-08 | A | A | 77,272 | $0.00 | 85,272 | D | — | — | (F1) Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date. |