Form 4 for NNI NELNET INC
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001567619-23-005049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-14 | 2023-03-10 | NNI | Dunlap Matthew W | Chief Business Develop. Off, Dir | F - Tax | $91.14 | -608 | 9,658 | -6% | -$55.4K |
| 2023-03-14 | 2023-03-10 | NNI | Dunlap Matthew W | Chief Business Develop. Off, Dir | A - Grant | $0.00 | +1,574 | 11.1K | +17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-10 | F | D | 67 | $90.43 | 9,523 | D | — | — | (F1) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). (F2) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. |
| 2 | Common | Class A Common Stock | 2023-03-10 | F | D | 462 | $91.36 | 10,635 | D | — | — | (F5) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 1,574 shares of bonus compensation stock. (F6) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023. |
| 3 | Common | Class A Common Stock | 2023-03-10 | F | D | 28 | $90.43 | 9,590 | D | — | — | (F1) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). (F2) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. |
| 4 | Common | Class A Common Stock | 2023-03-10 | F | D | 11 | $90.43 | 9,618 | D | — | — | (F1) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). (F2) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. |
| 5 | Common | Class A Common Stock | 2023-03-10 | F | D | 29 | $90.43 | 9,629 | D | — | — | (F1) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). (F2) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. |
| 6 | Common | Class A Common Stock | 2023-03-10 | F | D | 11 | $90.43 | 9,658 | D | — | — | (F1) These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). (F2) Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. (F3) Includes 53 shares of Class A common stock acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since June 14, 2022. |
| 7 | Common | Class A Common Stock | 2023-03-10 | A | A | 1,574 | $0.00 | 11,097 | D | — | — | (F4) These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023. |