Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001567619-25-000113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-02-11 | 2024-06-03+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $5.38 | +2,745 | 184.7K | +2% | +$14.8K |
| M | 2025-02-11 | 2025-02-07 | AWR | SPROWLS ROBERT J | Pres, CEO | F - Tax | $73.53 | -931.61 | 185.0K | -0.5% | -$68.5K |
| 2025-02-11 | 2025-02-07 | AWR | SPROWLS ROBERT J | Pres, CEO | D - Sale to Iss | $0.00 | -2.21 | 185.5K | -0.0% | $0 | |
| I | 2025-02-11 | 2025-02-07 | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $0.00 | +14.05 | 515.60 | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-06-03 | A | A | 63.46 | $73.07 | 182,834.27 | D 401k | — | — | (F1) Der units credited on 06/03/2024 at FMV |
| 2 | Common | Common Shares | 2024-06-04 | A | A | 872.13 | $0.00 | 183,706.40 | D | — | — | (F2) Updated DRIP |
| 3 | Common | Common Shares | 2024-09-03 | A | A | 62.15 | $81.25 | 183,768.55 | D | — | — | (F3) Der units credited on 09/01/2024 at FMV |
| 4 | Common | Common Shares | 2024-09-04 | A | A | 862.27 | $0.00 | 184,630.83 | D | — | — | (F2) Updated DRIP |
| 5 | Common | Common Shares | 2025-02-07 | F | D | 448.48 | $73.53 | 184,582.36 | D | — | — | (F8) 78.89 shares withheld to satisfy tax liability |
| 6 | Common | Common Shares | 2024-12-03 | A | A | 826.15 | $0.00 | 185,516.20 | D | — | — | (F2) Updated DRIP |
| 7 | Common | Common Shares | 2025-02-07 | D | D | 2.21 | $0.00 | 185,513.98 | D | — | — | (F5) Adjustment due to partial shares |
| 8 | Common | Common Shares | 2025-02-07 | A | A | 14.05 | $0.00 | 515.60 | I | — | — | (F6) Updated 401k |
| 9 | Common | Common Shares | 2025-02-07 | F | D | 483.13 | $73.53 | 185,030.85 | D | — | — | (F7) 81.44 shares withheld to satisfy tax liability |
| 10 | Common | Common Shares | 2024-12-02 | A | A | 59.21 | $85.77 | 184,690.04 | D | — | — | (F4) Der units credited on 12/02/2024 at FMV |