Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001567619-25-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-02-11 | 2024-09-03+ | AWR | Kubiak Patrick | VP of Asset Management | A - Grant | $83.45 | +14.23 | 2,342 | +0.6% | +$1,188 |
| M | 2025-02-11 | 2025-02-07 | AWR | Kubiak Patrick | VP of Asset Management | F - Tax | $73.53 | -147.05 | 2,265 | -6% | -$10.8K |
| 2025-02-11 | 2025-02-07 | AWR | Kubiak Patrick | VP of Asset Management | D - Sale to Iss | $0.00 | -2.45 | 2,340 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-09-03 | A | A | 7.29 | $81.25 | 2,335.43 | D | — | — | (F1) Der units credited on 09/03/2024 at FMV |
| 2 | Common | Common Shares | 2024-12-02 | A | A | 6.94 | $85.77 | 2,342.38 | D | — | — | (F2) Der units credited on 12/02/2024 at FMV |
| 3 | Common | Common Shares | 2025-02-07 | F | D | 72.38 | $73.53 | 2,192.86 | D | — | — | (F5) 72.38 shares withheld to satisfy tax liability |
| 4 | Common | Common Shares | 2025-02-07 | F | D | 74.67 | $73.53 | 2,265.25 | D | — | — | (F4) 74.67 shares withheld to satisfy tax liability |
| 5 | Common | Common Shares | 2025-02-07 | D | D | 2.45 | $0.00 | 2,339.92 | D | — | — | (F3) Adjustment due to partial shares |