Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-03-21 · accession 0001568214-22-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-05 | 2022-03-21+ | CNOB | Sorrentino Frank III | COB, Pres, CEO, Dir | F - Tax | $32.59 | -35.2K | 755.1K | -4% | -$1.15M |
| M | 2022-04-05 | 2022-03-25 | CNOB | Sorrentino Frank III | COB, Pres, CEO, Dir | A - Grant | $0.00 | +47.2K | 771.9K | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-21 | F | D | 11,490 | $32.53 | 743,580 | D | — | — | (F2) Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. |
| 2 | Common | Common Stock | 2022-03-23 | F | D | 4,086 | $32.04 | 739,494 | D | — | — | (F3) Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. |
| 3 | Common | Common Stock | 2022-03-25 | A | A | 24,531 | $0.00 | 764,025 | D | — | — | (F4) Shares acquired pursuant to earned performance units granted on March 19, 2019. |
| 4 | Common | Common Stock | 2022-03-25 | F | D | 14,719 | $32.80 | 749,306 | D | — | — | (F5) Reflects tax withholding of shares acquired pursuant to performance units reported above. |
| 5 | Common | Common Stock | 2022-03-21 | F | D | 4,906 | $32.53 | 755,070 | D | — | — | (F1) Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. |
| 6 | Common | Common Stock | 2022-03-25 | A | A | 22,637 | $0.00 | 771,943 | D | — | — | (F6) Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. |