Form 4 for CNOB ConnectOne Bancorp, Inc.

Accepted 2022-04-05 00:00:00 ET · period of report 2022-03-21 · accession 0001568214-22-000009 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-04-05	2022-03-21+	CNOB	Criscione Laura	EVP, CCO	F - Tax	$32.61	-4,143	87.2K	-5%	-$135.1K
M	2022-04-05	2022-03-25	CNOB	Criscione Laura	EVP, CCO	A - Grant	$0.00	+6,389	89.8K	+8%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-23	F	D	359	$32.04	85,306	D	—	—	(F3) Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.
2	Common	Common Stock	2022-03-21	F	D	1,259	$32.53	85,665	D	—	—	(F2) Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.
3	Common	Common Stock	2022-03-21	F	D	631	$32.53	86,924	D	—	—	(F1) Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.
4	Common	Common Stock	2022-03-25	A	A	3,788	$0.00	89,094	D	—	—	(F4) Shares acquired pursuant to earned performance units granted on March 19, 2019.
5	Common	Common Stock	2022-03-25	F	D	1,894	$32.80	87,200	D	—	—	(F5) Reflects tax withholding of shares acquired pursuant to performance units reported above.
6	Common	Common Stock	2022-03-25	A	A	2,601	$0.00	89,801	D	—	—	(F6) Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.