Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-31 · accession 0001568214-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-31 | CNOB | THOMPSON WILLIAM | Dir | M - OptEx | $12.52 | +3,000 | 95.6K | +3% | +$37.6K |
| D | 2023-02-01 | 2023-01-31 | CNOB | THOMPSON WILLIAM | Dir | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 3,000 | $12.52 | 95,558.04 | D | — | — | (F1) Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan |
| 2 | Derivative | Stock Option | 2023-01-31 | M | D | 3,000 | $0.00 | 0 | D | $12.52 · — to 2023-03-01 | 3,000 Common Stock | (F2) The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017 |