Form 4 for CNOB ConnectOne Bancorp, Inc.

Accepted 2023-03-28 00:00:00 ET · period of report 2023-03-20 · accession 0001568214-23-000008 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-03-28	2023-03-20	CNOB	Magennis Elizabeth	EVP, Bank Pres	A - Grant	$0.00	+31.8K	115.1K	+38%	$0
M	2023-03-28	2023-03-20+	CNOB	Magennis Elizabeth	EVP, Bank Pres	F - Tax	$17.89	-14.0K	123.9K	-10%	-$249.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-20	A	A	17,549	$0.00	132,631	D	—	—	(F2) Shares acquired pursuant to earned performance units granted on March 20, 2020.
2	Common	Common Stock	2023-03-27	F	D	1,144	$18.00	118,673	D	—	—	(F6) Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.
3	Common	Common Stock	2023-03-23	F	D	1,115	$17.35	119,817	D	—	—	(F5) Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
4	Common	Common Stock	2023-03-20	F	D	2,925	$17.93	120,932	D	—	—	(F4) Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
5	Common	Common Stock	2023-03-20	F	D	8,774	$17.93	123,857	D	—	—	(F3) Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
6	Common	Common Stock	2023-03-20	A	A	14,274	$0.00	115,082	D	—	—	(F1) Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.