Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-20 · accession 0001568214-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-29 | 2023-03-27 | CNOB | O'Malley Michael | EVP, CRO | F - Tax | $18.00 | -467 | 7,722 | -6% | -$8,406 | |
| 2023-03-29 | 2023-03-20 | CNOB | O'Malley Michael | EVP, CRO | A - Grant | $0.00 | +5,388 | 8,189 | +192% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-27 | F | D | 467 | $18.00 | 7,722 | D | — | — | (F2) Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022. |
| 2 | Common | Common Stock | 2023-03-20 | A | A | 5,388 | $0.00 | 8,189 | D | — | — | (F1) Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26. |