Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2024-03-22 00:00:00 ET · period of report 2024-03-20 · accession 0001568214-24-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-22 | 2024-03-22 | CNOB | Sorrentino Frank III | COB, CEO, Dir | A - Grant | $0.00 | +24.5K | 575.1K | +4% | $0 | |
| M | 2024-03-22 | 2024-03-20+ | CNOB | Sorrentino Frank III | COB, CEO, Dir | F - Tax | $19.24 | -24.6K | 560.4K | -4% | -$473.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-22 | A | A | 24,515 | $0.00 | 575,089 | D | — | — | (F2) Shares acquired pursuant to earned performance units granted on March 22, 2021. |
| 2 | Common | Common Stock | 2024-03-20 | F | D | 9,883 | $19.57 | 550,574 | D | — | — | (F1) Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023. |
| 3 | Common | Common Stock | 2024-03-22 | F | D | 14,709 | $19.01 | 560,380 | D | — | — | (F3) Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line |