Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-22 · accession 0001568214-24-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-26 | 2024-03-23+ | CNOB | Sorrentino Frank III | COB, CEO, Dir | F - Tax | $18.99 | -8,613 | 585.1K | -1% | -$163.6K |
| 2024-03-26 | 2024-03-22 | CNOB | Sorrentino Frank III | COB, CEO, Dir | A - Grant | $0.00 | +28.8K | 589.1K | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-25 | F | D | 4,528 | $18.98 | 580,528 | D | — | — | (F3) Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022. |
| 2 | Common | Common Stock | 2024-03-22 | A | A | 28,761 | $0.00 | 589,141 | D | — | — | (F1) Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27. |
| 3 | Common | Common Stock | 2024-03-23 | F | D | 4,085 | $19.01 | 585,056 | D | — | — | (F2) Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day. |