Form 4 for CNOB ConnectOne Bancorp, Inc.
Accepted 2025-03-21 00:00:00 ET · period of report 2025-03-19 · accession 0001568214-25-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-03-21 | 2025-03-19+ | CNOB | Sorrentino Frank III | COB, CEO, Dir | A - Grant | $0.00 | +52.3K | 610.4K | +9% | $0 |
| M | 2025-03-21 | 2025-03-19+ | CNOB | Sorrentino Frank III | COB, CEO, Dir | F - Tax | $23.82 | -22.4K | 579.0K | -4% | -$534.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-19 | A | A | 20,888 | $0.00 | 601,416 | D | — | — | (F1) Shares acquired pursuant to earned performance units granted on March 25, 2022. |
| 2 | Common | Common Stock | 2025-03-19 | F | D | 12,533 | $24.01 | 588,883 | D | — | — | (F2) Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. |
| 3 | Common | Common Stock | 2025-03-20 | A | A | 31,374 | $0.00 | 610,375 | D | — | — | (F4) Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28. |
| 4 | Common | Common Stock | 2025-03-20 | F | D | 9,882 | $23.59 | 579,001 | D | — | — | (F3) Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023. |