Form 4 for EOLS Evolus, Inc.
Accepted 2024-06-06 00:00:00 ET · period of report 2024-06-04 · accession 0001570562-24-000095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-06 | 2024-06-04+ | EOLS | MOATAZEDI DAVID | See Remarks, Dir | S - Sale+OE | $12.74 | -471.4K | 533.3K | -47% | -$6.01M |
| DM | 2024-06-06 | 2024-06-05+ | EOLS | MOATAZEDI DAVID | See Remarks, Dir | M - OptEx | $6.43 | +331.2K | 688.6K | +93% | +$2.13M |
| DM | 2024-06-06 | 2024-06-05+ | EOLS | MOATAZEDI DAVID | See Remarks, Dir | M - OptEx | $0.00 | -331.2K | 1.01M | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-05 | S | D | 155,278 | $12.92 | 533,349 | D | — | — | (F2) The shares were sold in multiple trades at prices ranging from $12.77 to $13.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-06-06 | M | A | 175,940 | $7.28 | 709,289 | D | — | — | |
| 3 | Common | Common Stock | 2024-06-06 | S | D | 175,940 | $12.59 | 533,349 | D | — | — | (F3) The shares were sold in multiple trades at prices ranging from $12.40 to $12.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2024-06-04 | S | D | 140,214 | $12.73 | 533,349 | D | — | — | (F1) The shares were sold in multiple trades at prices ranging from $12.70 to $12.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2024-06-05 | M | A | 155,278 | $5.46 | 688,627 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-06-05 | M | D | 155,278 | $0.00 | 155,281 | D | $5.46 · — to 2032-01-25 | 155,278 Common Stock | (F4) The shares subject to the option vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-06-06 | M | D | 175,940 | $0.00 | 1,006,079 | D | $7.28 · — to 2028-05-06 | 175,940 Common Stock | (F5) The shares subject to the option vested in full over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of May 6, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. |