Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001575515-24-000043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15+ | SFM | Coffin Kim | SVP, Chief Forager | S - Sale+OE | $63.26 | -9,670 | 5,333 | -64% | -$611.7K |
| DM | 2024-03-19 | 2024-03-18 | SFM | Coffin Kim | SVP, Chief Forager | M - OptEx | $30.15 | +8,085 | 7,426 | New | +$243.8K |
| DM | 2024-03-19 | 2024-03-18 | SFM | Coffin Kim | SVP, Chief Forager | M - OptEx | $0.00 | -8,085 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | S | D | 728 | $63.34 | 4,605 | D | — | — | (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.34 to $63.355 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F6) Includes 1,322 shares of common stock and 3,283 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,125 restricted stock units will vest on March 15, 2025 and 2,158 restricted stock units will vest evenly over two years on March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable dates. |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | S | D | 8,085 | $63.27 | 5,333 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.245 to $63.321 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | M | A | 2,774 | $32.95 | 13,418 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | M | A | 3,218 | $31.47 | 10,644 | D | — | — | |
| 5 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | M | A | 2,093 | $24.42 | 7,426 | D | — | — | |
| 6 | Common | Common Stock, par value $0.001 per share | 2024-03-15 | S | D | 351 | $62.47 | 5,839 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.47 to $63.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock, par value $0.001 per share | 2024-03-18 | S | D | 506 | $63.56 | 5,333 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.53 to $63.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Derivative | Stock Option (right to buy) | 2024-03-18 | M | D | 3,218 | $0.00 | 3,217 | D | $31.47 · — to 2029-03-15 | 3,218 Common Stock, par value $0.001 per share | (F8) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 15, 2025, assuming continued employment through such vest date. |
| 9 | Derivative | Stock Option (right to buy) | 2024-03-18 | M | D | 2,774 | $0.00 | 5,546 | D | $32.95 · — to 2030-03-14 | 2,774 Common Stock, par value $0.001 per share | (F9) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 14, 2025 and March 14, 2026, assuming continued employment through the applicable vest date. |
| 10 | Derivative | Stock Option (right to buy) | 2024-03-18 | M | D | 2,093 | $0.00 | 0 | D | $24.42 · — to 2028-03-16 | 2,093 Common Stock, par value $0.001 per share | (F7) The reporting person is exercising options that are presently exercisable. |