Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2024-08-02 00:00:00 ET · period of report 2024-08-01 · accession 0001575515-24-000128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-02 | 2024-08-01 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $32.16 | +7,195 | 9,916 | +264% | +$231.4K |
| D | 2024-08-02 | 2024-08-01 | SFM | Lombardi Brandon F. | CLO | S - Sale+OE | $101.07 | -7,195 | 6,052 | -54% | -$727.2K |
| DM | 2024-08-02 | 2024-08-01 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $0.00 | -7,195 | 3,864 | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-08-01 | M | A | 3,331 | $32.95 | 13,247 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-08-01 | M | A | 3,864 | $31.47 | 9,916 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 per share | 2024-08-01 | S | D | 7,195 | $101.07 | 6,052 | D | — | — | (F1) Includes 6,052 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,351 restricted stock units will vest on March 15, 2025, 2,592 restricted stock units will vest evenly over two years on March 14, 2025 and March 14, 2026 and 2,109 restricted stock units will vest evenly over three years on March 19, 2025, March 19, 2026 and March 19, 2027. All such vests assume continued employment through the applicable vest date. |
| 4 | Derivative | Stock Option (right to buy) | 2024-08-01 | M | D | 3,331 | $0.00 | 6,661 | D | $32.95 · — to 2030-03-14 | 3,331 Common Stock, par value $0.001 per share | (F3) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable over two years, with one-half vesting on March 14, 2025 and one half vesting on March 14, 2026, assuming continued employment through the applicable vest date. |
| 5 | Derivative | Stock Option (right to buy) | 2024-08-01 | M | D | 3,864 | $0.00 | 3,864 | D | $31.47 · — to 2029-03-15 | 3,864 Common Stock, par value $0.001 per share | (F2) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 15, 2025, assuming continued employment through such vest date. |