Form 4 for UAVS AgEagle Aerial Systems Inc.
Accepted 2021-10-01 00:00:00 ET · period of report 2020-12-26 · accession 0001575705-21-000667 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-01 | 2021-01-19+ | UAVS | Fernandez-McGovern Nicole M. | CFO | S - Sale+OE | $7.46 | -185.5K | 205.0K | -48% | -$1.38M |
| DM | 2021-10-01 | 2021-01-19+ | UAVS | Fernandez-McGovern Nicole M. | CFO | M - OptEx | $0.06 | +115.5K | 231.5K | +100% | +$6,932 |
| DM | 2021-10-01 | 2021-03-05+ | UAVS | Fernandez-McGovern Nicole M. | CFO | A - Grant | $0.00 | +246.2K | 205.0K | New | $0 |
| DM | 2021-10-01 | 2020-12-21+ | UAVS | Fernandez-McGovern Nicole M. | CFO | A - Grant | — | +205.0K | 693.5K | +42% | — |
| DM | 2021-10-01 | 2021-01-19+ | UAVS | Fernandez-McGovern Nicole M. | CFO | M - OptEx | — | -115.5K | 731.5K | -14% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2021-01-19 | S | D | 26,500 | $10.75 | 70,000 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80. |
| 2 | Common | Common Stock, par value $0.001 | 2021-02-17 | M | A | 26,500 | $0.06 | 96,500 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 | 2021-01-19 | M | A | 26,500 | $0.06 | 96,500 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 | 2021-06-30 | S | D | 26,533 | $5.35 | 246,250 | D | — | — | |
| 5 | Common | Common Stock, par value $0.001 | 2021-06-17 | S | D | 26,500 | $5.35 | 272,783 | D | — | — | |
| 6 | Common | Common Stock, par value $0.001 | 2021-05-17 | S | D | 16,967 | $4.31 | 299,283 | D | — | — | |
| 7 | Common | Common Stock, par value $0.001 | 2021-05-17 | S | D | 9,533 | $4.31 | 316,250 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33. |
| 8 | Common | Common Stock, par value $0.001 | 2021-05-17 | M | A | 9,533 | $0.06 | 325,783 | D | — | — | |
| 9 | Common | Common Stock, par value $0.001 | 2021-05-04 | A | A | 111,250 | $0.00 | 316,250 | D | — | — | |
| 10 | Common | Common Stock, par value $0.001 | 2021-02-17 | S | D | 26,500 | $14.33 | 70,000 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47. |
| 11 | Common | Common Stock, par value $0.001 | 2021-03-05 | A | A | 10,000 | $0.00 | 80,000 | D | — | — | |
| 12 | Common | Common Stock, par value $0.001 | 2021-03-17 | M | A | 26,500 | $0.06 | 106,500 | D | — | — | |
| 13 | Common | Common Stock, par value $0.001 | 2021-03-17 | S | D | 26,500 | $7.15 | 80,000 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20. |
| 14 | Common | Common Stock, par value $0.001 | 2021-04-19 | A | A | 125,000 | $0.00 | 205,000 | D | — | — | |
| 15 | Common | Common Stock, par value $0.001 | 2021-04-19 | M | A | 26,500 | $0.06 | 231,500 | D | — | — | |
| 16 | Common | Common Stock, par value $0.001 | 2021-04-19 | S | D | 26,500 | $5.01 | 205,000 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05. |
| 17 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-09-30 | A | A | 25,000 | — | 707,500 | D | $3.01 · — to 2026-09-29 | 25,000 Common Stock | (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020. (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. |
| 18 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-06-30 | A | A | 25,000 | — | 682,500 | D | $5.27 · — to 2026-06-29 | 25,000 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020. |
| 19 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-05-17 | M | D | 9,533 | — | 657,500 | D | $0.06 · 2017-10-04 to 2027-10-02 | 9,533 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F3) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 20 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-04-19 | M | D | 26,500 | — | 667,033 | D | $0.06 · 2017-10-04 to 2027-10-02 | 26,500 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F3) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 21 | Derivative | Options to purchase common stock, par value $0.001per share | 2020-12-21 | A | A | 125,000 | — | 743,033 | D | $5.20 · — to 2025-12-20 | 125,000 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020. |
| 22 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-03-17 | M | D | 26,500 | — | 678,533 | D | $0.06 · 2017-10-04 to 2027-10-02 | 26,500 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F3) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 23 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-02-17 | M | D | 26,500 | — | 705,033 | D | $0.06 · 2017-10-04 to 2027-10-02 | 26,500 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F3) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 24 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-01-19 | M | D | 26,500 | — | 731,533 | D | $0.06 · 2017-10-04 to 2027-10-02 | 26,500 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F3) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 25 | Derivative | Options to purchase common stock, par value $0.001per share | 2020-12-31 | A | A | 15,000 | — | 758,033 | D | $6.00 · — to 2025-12-30 | 15,000 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020. |
| 26 | Derivative | Options to purchase common stock, par value $0.001per share | 2021-03-31 | A | A | 15,000 | — | 693,533 | D | $6.26 · — to 2026-03-30 | 15,000 Common Stock | (F4) The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. (F5) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020. |