Form 4 for UAVS AgEagle Aerial Systems Inc.
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001575705-22-000599 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-17 | 2022-08-15 | UAVS | Mooney Barrett | COB, CEO, Dir | M - OptEx | $0.3671 | +35.0K | 120.0K | +41% | +$12.8K |
| DM | 2022-08-17 | 2022-08-15 | UAVS | Mooney Barrett | COB, CEO, Dir | S - Sale+OE | $0.75 | -35.0K | 100.0K | -26% | -$26.2K |
| DM | 2022-08-17 | 2022-08-15 | UAVS | Mooney Barrett | COB, CEO, Dir | M - OptEx | — | +35.0K | 345.0K | +11% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 | 2022-08-15 | M | A | 15,000 | $0.31 | 115,000 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 | 2022-08-15 | S | D | 15,000 | $0.75 | 100,000 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 | 2022-08-15 | M | A | 20,000 | $0.41 | 120,000 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 | 2022-08-15 | S | D | 20,000 | $0.75 | 100,000 | D | — | — | |
| 5 | Derivative | Options to purchase common stock, par value $0.001per share | 2022-08-15 | M | A | 15,000 | — | 365,000 | D | $0.31 · 2019-09-30 to 2024-09-28 | 15,000 Common Stock | (F3) The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan. (F4) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F2) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |
| 6 | Derivative | Options to purchase common stock, par value $0.001per share | 2022-08-15 | M | A | 20,000 | — | 345,000 | D | $0.41 · 2019-03-30 to 2029-03-28 | 20,000 Common Stock | (F3) The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan. (F4) Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. (F2) The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. |