Form 4 for CTM Castellum, Inc.
Accepted 2022-10-20 00:00:00 ET · period of report 2022-10-17 · accession 0001575872-22-000997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-10-20 | 2022-10-17 | CTM | Fuller Mark C | CEO, Dir, 10% | C - Cnv Deriv | — | +7.52M | 8.86M | +561% | — |
| D | 2022-10-20 | 2022-10-17 | CTM | Fuller Mark C | CEO, Dir, 10% | A - Grant | — | +500.0K | 500.0K | New | — |
| DI | 2022-10-20 | 2022-10-17 | CTM | Fuller Mark C | CEO, Dir, 10% | C - Cnv Deriv | — | -1.50M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-17 | C | A | 7,522,500 | — | 8,863,453 | I See footnote | — | — | (F1) The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE held 1,504,500 shares of Series B Preferred Stock which was converted into 7,522,500 shares of Common Stock. Includes (a) 7,447,519 common shares held by The Mark Chappelle Fuller Reocable Trust, Mark Fuller, TTEE, (b) 25,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 50,000 common shares held by Michael Fuller. |
| 2 | Derivative | Warrants | 2022-10-17 | A | A | 500,000 | — | 500,000 | D | $2.00 · 2022-10-17 to 2029-10-16 | 500,000 Common Stock | (F2) Pursuant to the terms of his employment agreement, Mr. Fuller was granted warrants to purchase 500,000 warrants to purchase Common Stock at $2.00 per share in connection with the Company's offering, all of which are excercisable. |
| 3 | Derivative | Series B Preferred Stock | 2022-10-17 | C | D | 1,504,500 | — | 0 | I See footnote | — · — to — | 7,522,500 Common Stock | (F1) The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE held 1,504,500 shares of Series B Preferred Stock which was converted into 7,522,500 shares of Common Stock. Includes (a) 7,447,519 common shares held by The Mark Chappelle Fuller Reocable Trust, Mark Fuller, TTEE, (b) 25,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 50,000 common shares held by Michael Fuller. |