Form 4 for CTM Castellum, Inc.

Accepted 2022-10-20 00:00:00 ET · period of report 2022-10-17 · accession 0001575872-22-000998 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-10-20	2022-10-17	CTM	WRIGHT JAY O	See Remarks, Dir, 10%	C - Cnv Deriv	—	+7.85M	9.06M	+651%	—
D	2022-10-20	2022-10-17	CTM	WRIGHT JAY O	See Remarks, Dir, 10%	C - Cnv Deriv	—	-1.57M	0	-100%	—
D	2022-10-20	2022-10-17	CTM	WRIGHT JAY O	See Remarks, Dir, 10%	A - Grant	—	+500.0K	500.0K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-17	C	A	7,852,500	—	9,059,572	D	—	—	(F1) Mr. Wright held 1,570,500 shares of Series B Preferred Stock which was converted into 7,852,500 shares of Common Stock.
2	Derivative	Series B Preferred Stock	2022-10-17	C	D	1,570,500	—	0	D	— · — to —	7,852,500 Common Stock	(F1) Mr. Wright held 1,570,500 shares of Series B Preferred Stock which was converted into 7,852,500 shares of Common Stock.
3	Derivative	Warrants	2022-10-17	A	A	500,000	—	500,000	D	$2.00 · 2022-10-17 to 2029-10-16	500,000 Common Stock	(F2) Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.