Form 4/A for LRHC La Rosa Holdings Corp.
Accepted 2023-11-14 00:00:00 ET · period of report 2023-10-12 · accession 0001575872-23-001751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2023-11-14 | 2023-10-12 | LRHC | LA ROSA JOSEPH | CEO, Dir, 10% | M - OptEx | $5.00 | +285 | 285 | New | +$1,425 |
| DMA | 2023-11-14 | 2023-10-12 | LRHC | LA ROSA JOSEPH | CEO, Dir, 10% | M - OptEx | $3.71 | +437.4K | 5.78M | +8% | +$1.62M |
| DA | 2023-11-14 | 2023-10-12 | LRHC | LA ROSA JOSEPH | CEO, Dir, 10% | M - OptEx | $0.00 | -1,321 | 0 | -100% | $0 |
| DAI | 2023-11-14 | 2023-10-12 | LRHC | LA ROSA JOSEPH | CEO, Dir, 10% | M - OptEx | $0.00 | -1 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-12 | M | A | 285 | $5.00 | 285 | I | — | — | (F3) Represents conversion of 1 share of Series A Convertible Preferred Stock, $0.0001 par value per share, into 285 shares of the Issuer's common stock based on a 30% discount to the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission. |
| 2 | Common | Common Stock | 2023-10-12 | M | A | 60,000 | $5.00 | 5,837,428 | D | — | — | (F2) Represents 60,000 shares of common stock issued to Mr. La Rosa pursuant to his Debt Exchange Agreement with the Issuer dated March 27, 2023, calculated based on the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission. |
| 3 | Common | Common Stock | 2023-10-12 | M | A | 377,428 | $3.50 | 5,777,428 | D By Celebration Office Condos, LLC | — | — | (F1) Represents conversion of 1,321 shares of Series A Convertible Preferred Stock, $0.0001 par value per share, into 377,428 shares of the Issuer's common stock based on a 30% discount to the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission. (F4) Owned by Celebration Office Condos, LLC, a company owned and controlled by Joseph La Rosa. |
| 4 | Derivative | Series A Convertible Preferred Stock | 2023-10-12 | M | D | 1,321 | $0.00 | 0 | D By Celebration Office Condos, LLC | $5.00 · 2023-10-12 to 2023-10-12 | 377,428 Common stock | (F4) Owned by Celebration Office Condos, LLC, a company owned and controlled by Joseph La Rosa. |
| 5 | Derivative | Series A Convertible Preferred Stock | 2023-10-12 | M | D | 1 | $0.00 | 0 | I | $5.00 · 2023-10-12 to 2023-10-12 | 285 Common stock |