Form 4 for GH Guardant Health, Inc.
Accepted 2022-09-13 00:00:00 ET · period of report 2022-09-01 · accession 0001576280-22-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-13 | 2022-09-01+ | GH | Kalia Kumud | CIO | M - OptEx | $0.00 | +9,384 | 26.5K | +55% | $0 |
| DM | 2022-09-13 | 2022-09-01+ | GH | Kalia Kumud | CIO | F - Tax | $56.19 | -4,654 | 20.0K | -19% | -$261.5K |
| DM | 2022-09-13 | 2022-09-01+ | GH | Kalia Kumud | CIO | M - OptEx | $0.00 | -9,384 | 13.1K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-09-01 | M | A | 2,840 | $0.00 | 21,370 | D | — | — | |
| 2 | Common | COMMON STOCK | 2022-09-09 | F | D | 3,245 | $59.28 | 23,260 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | COMMON STOCK | 2022-09-09 | M | A | 6,544 | $0.00 | 26,505 | D | — | — | |
| 4 | Common | COMMON STOCK | 2022-09-01 | F | D | 1,409 | $49.07 | 19,961 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2022-09-01 | M | D | 2,840 | $0.00 | 8,523 | D | $0.00 · — to — | 2,840 COMMON STOCK | (F2) The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter. (F3) Not applicable to Restricted Stock Units. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2022-09-09 | M | D | 6,544 | $0.00 | 13,089 | D | $0.00 · — to — | 6,544 COMMON STOCK | (F4) The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020. (F3) Not applicable to Restricted Stock Units. |