Form 4 for GH Guardant Health, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-06-01 · accession 0001576280-23-000143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-05 | 2023-06-01+ | GH | Chudova Darya | CTO | F - Tax | $36.53 | -718 | 12.6K | -5% | -$26.2K |
| DM | 2023-09-05 | 2023-06-01+ | GH | Chudova Darya | CTO | M - OptEx | $0.00 | +2,072 | 13.9K | +18% | $0 |
| DM | 2023-09-05 | 2023-06-01+ | GH | Chudova Darya | CTO | M - OptEx | $0.00 | -2,072 | 2,525 | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-08-01 | F | D | 498 | $38.00 | 13,572 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 2 | Common | COMMON STOCK | 2023-09-01 | F | D | 110 | $35.01 | 13,778 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | COMMON STOCK | 2023-08-01 | M | A | 1,440 | $0.00 | 14,070 | D | — | — | |
| 4 | Common | COMMON STOCK | 2023-06-01 | F | D | 110 | $31.39 | 12,630 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Common | COMMON STOCK | 2023-06-01 | M | A | 316 | $0.00 | 12,740 | D | — | — | |
| 6 | Common | COMMON STOCK | 2023-09-01 | M | A | 316 | $0.00 | 13,888 | D | — | — | |
| 7 | Derivative | RESTRICTED STOCK UNITS | 2023-06-01 | M | D | 316 | $0.00 | 2,841 | D | $0.00 · — to — | 316 COMMON STOCK | (F2) The restricted stock unit award was granted on November 2, 2021, of which 3,157 shares are outstanding on May 3, 2023, when elected as an executive officer. These shares vest in equal quarterly installments on the anniversary of 9/1/2022, and fully vested on 9/1/2025. (F3) Not applicable for Restricted Stock Units. |
| 8 | Derivative | RESTRICTED STOCK UNITS | 2023-08-01 | M | D | 1,440 | $0.00 | 0 | D | $0.00 · — to — | 1,440 COMMON STOCK | (F4) The restricted stock unit award was granted on August 1, 2019, of which 1,440 shares were outstanding on May 3, 2023, when elected as an executive officer. These shares will vest on August 1, 2023. (F3) Not applicable for Restricted Stock Units. |
| 9 | Derivative | RESTRICTED STOCK UNITS | 2023-09-01 | M | D | 316 | $0.00 | 2,525 | D | $0.00 · — to — | 316 COMMON STOCK | (F2) The restricted stock unit award was granted on November 2, 2021, of which 3,157 shares are outstanding on May 3, 2023, when elected as an executive officer. These shares vest in equal quarterly installments on the anniversary of 9/1/2022, and fully vested on 9/1/2025. (F3) Not applicable for Restricted Stock Units. |