Form 4 for GH Guardant Health, Inc.
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0001576280-23-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-12-01 | GH | Kalia Kumud | CIO | M - OptEx | $0.00 | +710 | 12.1K | +6% | $0 |
| D | 2023-12-04 | 2023-12-01 | GH | Kalia Kumud | CIO | F - Tax | $26.33 | -353 | 11.7K | -3% | -$9,294 |
| D | 2023-12-04 | 2023-12-01 | GH | Kalia Kumud | CIO | S - Sale+OE | $26.37 | -5,800 | 5,926 | -49% | -$152.9K |
| D | 2023-12-04 | 2023-12-01 | GH | Kalia Kumud | CIO | M - OptEx | $0.00 | -710 | 4,972 | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-12-01 | M | A | 710 | $0.00 | 12,079 | D | — | — | |
| 2 | Common | COMMON STOCK | 2023-12-01 | F | D | 353 | $26.33 | 11,726 | D | — | — | (F1) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | COMMON STOCK | 2023-12-01 | S | D | 5,800 | $26.37 | 5,926 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.36 to $26.395 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2023-12-01 | M | D | 710 | $0.00 | 4,972 | D | $0.00 · — to — | 710 COMMON STOCK | (F3) The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter. (F4) Not applicable for Restricted Stock Units. |