Form 4 for FTHM Fathom Holdings Inc.
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001578563-23-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-09-12 | 2023-09-08+ | FTHM | Harley Joshua | CEO, Dir, 10% | S - Sale | $5.38 | -10.5K | 3.37M | -0.3% | -$56.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-08 | S | D | 5,900 | $5.53 | 3,371,007 | D | — | — | (F1) The reported securities were sold in multiple transactions at prices ranging from $5.51 to $5.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024. |
| 2 | Common | Common Stock | 2023-09-11 | S | D | 1,205 | $5.61 | 3,369,802 | D | — | — | (F3) The reported securities were sold in multiple transactions at prices ranging from $5.58 to $5.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024. |
| 3 | Common | Common Stock | 2023-09-12 | S | D | 3,381 | $5.03 | 3,366,421 | D | — | — | (F4) The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024. |