Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001578563-23-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-20 | LOB | Spencer Courtney | Chief Experience Off | F - Tax | $33.73 | -106 | 10.7K | -1.0% | -$3,575 |
| D | 2023-11-21 | 2023-11-20 | LOB | Spencer Courtney | Chief Experience Off | M - OptEx | — | +360 | 10.8K | +3% | — |
| D | 2023-11-21 | 2023-11-20 | LOB | Spencer Courtney | Chief Experience Off | M - OptEx | $0.00 | -360 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2023-11-20 | F | D | 106 | $33.73 | 10,701 | D | — | — | |
| 2 | Common | Voting Common Stock | 2023-11-20 | M | A | 360 | — | 10,807 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 360 | $0.00 | 0 | D | — · — to — | 360 Voting Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. (F2) The remaining 360 RSUs vested on November 20, 2023. |