Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2023-12-07 00:00:00 ET · period of report 2023-12-05 · accession 0001578563-23-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-07 | 2023-12-05+ | LOB | Smits Steve | Chief Credit Off | S - Sale | $35.87 | -25.0K | 155.8K | -14% | -$896.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2023-12-07 | S | D | 10,000 | $36.25 | 145,751 | I By Steven Joseph Smits Revocable Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $36.2390 to $36.2639. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Voting Common Stock | 2023-12-05 | S | D | 15,000 | $35.62 | 155,751 | I By Steven Joseph Smits Revocable Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $35.5578 to $35.7561. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |