Form 4 for LOB Live Oak Bancshares, Inc.
Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0001578563-24-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-01 | 2024-01-30 | LOB | Hoffsis Glen F. | Dir | M - OptEx | $4.40 | +15.0K | 128.6K | +13% | +$66.0K |
| D | 2024-02-01 | 2024-01-30 | LOB | Hoffsis Glen F. | Dir | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2024-01-30 | M | A | 15,000 | $4.40 | 128,621 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy) | 2024-01-30 | M | D | 15,000 | $0.00 | 0 | D | $4.40 · — to 2024-03-26 | 15,000 Voting Common Stock | (F1) The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. |