Form 4 for ATEN A10 Networks, Inc.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001580808-21-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | ATEN | COCHRAN ROBERT D | EVP Legal, Corp Collaboration | M - OptEx | $3.04 | +33.6K | 361.2K | +10% | +$102.1K |
| D | 2021-11-10 | 2021-11-08 | ATEN | COCHRAN ROBERT D | EVP Legal, Corp Collaboration | M - OptEx | $0.00 | -33.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | M | A | 33,601 | $3.04 | 361,214 | D | — | — | |
| 2 | Derivative | Common Stock, par value $0.00001 | 2021-11-08 | M | D | 33,601 | $0.00 | 0 | D | $3.04 · — to 2022-01-13 | 33,601 Common Stock | (F1) Employee Stock Option (right to buy). (F2) The incentive stock option award vested as to 1/4th of the total number of shares on January 12, 2013 with an addition 1/48th of the total number of shares vesting at the end of each full month thereafter. |