Form 4 for ATEN A10 Networks, Inc.
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-09 · accession 0001580808-22-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-10 | 2022-06-09 | ATEN | COCHRAN ROBERT D | EVP Legal, Corp Collaboration | M - OptEx | $8.51 | +45.9K | 383.7K | +14% | +$390.2K |
| D | 2022-06-10 | 2022-06-09 | ATEN | COCHRAN ROBERT D | EVP Legal, Corp Collaboration | F - Tax | $15.56 | -34.5K | 349.2K | -9% | -$537.0K |
| D | 2022-06-10 | 2022-06-09 | ATEN | COCHRAN ROBERT D | EVP Legal, Corp Collaboration | M - OptEx | $8.51 | -45.9K | 0 | -100% | -$390.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-09 | M | A | 45,850 | $8.51 | 383,675 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-09 | F | D | 34,514 | $15.56 | 349,161 | D | — | — | (F1) Represents the number of shares sold to cover the exercise price and tax withholding obligations in connection with the exercise of 45,850 stock options. (F2) This is the weighted average price of the shares sold, which ranged from $15.50 to $15.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-06-09 | M | D | 45,850 | $8.51 | 0 | D | $8.51 · — to 2023-10-24 | 45,850 Common Stock | (F3) The non-statutory stock option award vested as to 1/48th per month commencing on the one-month anniversary of October 24, 2013. |