Form 4 for ATEN A10 Networks, Inc.
Accepted 2025-01-27 00:00:00 ET · period of report 2025-01-23 · accession 0001580808-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-27 | 2025-01-24 | ATEN | Becker Brian | CFO | F - Tax | $19.46 | -4,926 | 49.9K | -9% | -$95.9K |
| D | 2025-01-27 | 2025-01-23 | ATEN | Becker Brian | CFO | M - OptEx | $0.00 | +12.7K | 54.8K | +30% | $0 |
| D | 2025-01-27 | 2025-01-23 | ATEN | Becker Brian | CFO | M - OptEx | $0.00 | -12.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-24 | F | D | 4,926 | $19.46 | 49,902 | D | — | — | (F2) Shares automatically withheld, on a non-discretionary basis, for tax purposes related to a January 25, 2022 performance restricted stock unit grant and a January 30, 2024 performance restricted stock unit grant that each vested on January 23, 2025. |
| 2 | Common | Common Stock | 2025-01-23 | M | A | 12,702 | $0.00 | 54,828 | D | — | — | (F1) Performance-Based Restricted Stock Units were previously reported on January 31, 2024, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 30, 2024 and January 30, 2028. The second milestone achievement date occurred on January 15, 2025, as certified by the compensation committee of ATEN, resulting in 12,702 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on January 23, 2025 and an additional one-fourth (1/4) on each of the first and second anniversaries of January 15, 2025, subject to continued employment. These shares are reflected on Table I. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2025-01-23 | M | D | 12,702 | $0.00 | 0 | D | — · — to 2028-01-30 | 12,702 Common Stock | (F1) Performance-Based Restricted Stock Units were previously reported on January 31, 2024, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 30, 2024 and January 30, 2028. The second milestone achievement date occurred on January 15, 2025, as certified by the compensation committee of ATEN, resulting in 12,702 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-half (1/2) on January 23, 2025 and an additional one-fourth (1/4) on each of the first and second anniversaries of January 15, 2025, subject to continued employment. These shares are reflected on Table I. |