Form 4 for ZM Zoom Communications, Inc.
Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-21 · accession 0001585521-22-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-23 | 2022-03-21 | ZM | Yuan Eric S. | CEO, Dir, 10% | G - Gift | $0.00 | -540 | 0 | -100% | $0 |
| DI | 2022-03-23 | 2022-03-21 | ZM | Yuan Eric S. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +540 | 540 | New | $0 |
| DI | 2022-03-23 | 2022-03-21 | ZM | Yuan Eric S. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -540 | 22.53M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-21 | G | D | 540 | $0.00 | 0 | I See footnote | — | — | |
| 2 | Common | Class A Common Stock | 2022-03-21 | C | A | 540 | $0.00 | 540 | I See footnote | — | — | |
| 3 | Derivative | Class B Common Stock | 2022-03-21 | C | D | 540 | $0.00 | 22,527,492 | I See footnote | — · — to — | 540 Class A Common Stock | (F2) The shares are held of record by Zheng Yuan and Hongyu Zhang, cotrustees of the the 2018 Yuan and Zhang Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as cotrustees. (F1) Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. |