Form 4 for ZM Zoom Communications, Inc.
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-08 · accession 0001585521-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-01-10 | 2023-01-08 | ZM | Bawa Aparna | COO | M - OptEx | $0.00 | +16.4K | 96.9K | +20% | $0 |
| DI | 2023-01-10 | 2023-01-08 | ZM | Bawa Aparna | COO | F - Tax | $69.81 | -6,158 | 90.8K | -6% | -$429.9K |
| DM | 2023-01-10 | 2023-01-08 | ZM | Bawa Aparna | COO | M - OptEx | $0.00 | -16.4K | 167.5K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-08 | M | A | 16,432 | $0.00 | 96,935 | I See footnote | — | — | (F1) The shares were issued pursuant to an option grant that was early exercised by the Reporting Person. The option grant became fully vested on September 5, 2022. (F2) The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| 2 | Common | Class A Common Stock | 2023-01-08 | F | D | 6,158 | $69.81 | 90,777 | I See footnote | — | — | (F3) Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. (F1) The shares were issued pursuant to an option grant that was early exercised by the Reporting Person. The option grant became fully vested on September 5, 2022. (F2) The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| 3 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 4,469 | $0.00 | 22,346 | D | — · — to — | 4,469 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F5) The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. |
| 4 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 11,963 | $0.00 | 167,481 | D | — · — to — | 11,963 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F6) The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. |