Form 4 for ZM Zoom Communications, Inc.
Accepted 2023-07-11 00:00:00 ET · period of report 2023-07-08 · accession 0001585521-23-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-07-11 | 2023-07-08 | ZM | Bawa Aparna | COO | M - OptEx | $0.00 | +25.0K | 27.0K | +1,264% | $0 |
| DI | 2023-07-11 | 2023-07-08 | ZM | Bawa Aparna | COO | F - Tax | $64.67 | -12.6K | 14.4K | -47% | -$814.4K |
| D | 2023-07-11 | 2023-07-11 | ZM | Bawa Aparna | COO | A - Grant | $0.00 | +113.1K | 113.1K | New | $0 |
| DM | 2023-07-11 | 2023-07-08 | ZM | Bawa Aparna | COO | M - OptEx | $0.00 | -25.0K | 13.4K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-08 | M | A | 25,008 | $0.00 | 26,986 | I See footnote | — | — | (F1) The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| 2 | Common | Class A Common Stock | 2023-07-08 | F | D | 12,593 | $64.67 | 14,393 | I See footnote | — | — | (F2) Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units. (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.6713 to $64.6738. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. (F1) The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| 3 | Derivative | Restricted Stock Units | 2023-07-11 | A | A | 113,148 | $0.00 | 113,148 | D | — · — to — | 113,148 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F5) The Reporting Person received an award of restricted stock units on July 11, 2023 which will vest in equal quarterly installments over three years, beginning on October 8, 2023 |
| 4 | Derivative | Restricted Stock Units | 2023-07-08 | M | D | 3,718 | $0.00 | 11,156 | D | — · — to — | 3,718 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F9) The Reporting Person received a second award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. |
| 5 | Derivative | Restricted Stock Units | 2023-07-08 | M | D | 4,858 | $0.00 | 29,448 | D | — · — to — | 4,858 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F8) The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year. |
| 6 | Derivative | Restricted Stock Units | 2023-07-08 | M | D | 11,963 | $0.00 | 143,555 | D | — · — to — | 11,963 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F7) The reporting person received an award of restricted stock units on July 8, 2022, which will vest in equal quarterly installments over four years. |
| 7 | Derivative | Restricted Stock Units | 2023-07-08 | M | D | 4,469 | $0.00 | 13,408 | D | — · — to — | 4,469 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. (F6) The Reporting Person received an award of restricted stock units on April 8, 2022, which will vest in equal quarterly installments over two years. |