Form 4 for KN Knowles Corp
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-28 · accession 0001587523-21-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-29 | 2021-10-28 | KN | Niew Jeffrey | Pres, CEO, Dir | M - OptEx | $17.91 | +121.4K | 541.8K | +29% | +$2.17M |
| D | 2021-10-29 | 2021-10-28 | KN | Niew Jeffrey | Pres, CEO, Dir | S - Sale+OE | $20.81 | -121.4K | 420.4K | -22% | -$2.53M |
| D | 2021-10-29 | 2021-10-28 | KN | Niew Jeffrey | Pres, CEO, Dir | M - OptEx | $17.91 | -121.4K | 121.4K | -50% | -$2.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | M | A | 121,396 | $17.91 | 541,777 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 121,396 | $20.81 | 420,381 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.80 to $20.84 inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-10-28 | M | D | 121,396 | $17.91 | 121,396 | D | $17.91 · 2016-02-17 to 2022-02-16 | 121,396 Common Stock |