Form 4 for KN Knowles Corp
Accepted 2022-02-09 00:00:00 ET · period of report 2021-12-31 · accession 0001587523-22-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-09 | 2022-02-07 | KN | PERNA ROBERT J | SVP, GC, Sec | A - Grant | $8.75 | +28.2K | 47.3K | +148% | +$247.1K |
| 2022-02-09 | 2021-12-31 | KN | PERNA ROBERT J | SVP, GC, Sec | G - Gift | $0.00 | -1,868 | 30.8K | -6% | $0 | |
| 2022-02-09 | 2022-02-07 | KN | PERNA ROBERT J | SVP, GC, Sec | F - Tax | $21.14 | -5,403 | 53.6K | -9% | -$114.2K | |
| I | 2022-02-09 | 2021-12-31 | KN | PERNA ROBERT J | SVP, GC, Sec | G - Gift | $0.00 | +1,868 | 3,736 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | A | A | 11,690 | $21.14 | 59,026 | D | — | — | (F3) Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. |
| 2 | Common | Common Stock | 2022-02-07 | A | A | 16,556 | $0.00 | 47,336 | D | — | — | (F2) Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. |
| 3 | Common | Common Stock | 2021-12-31 | G | D | 1,868 | $0.00 | 30,780 | D by Trust | — | — | (F1) Reporting person transferred shares of Knowles common stock to a family trust of which reporting person is a trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 4 | Common | Common Stock | 2022-02-07 | F | D | 5,403 | $21.14 | 53,623 | D | — | — | (F4) These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3. |
| 5 | Common | Common Stock | 2021-12-31 | G | A | 1,868 | $0.00 | 3,736 | I | — | — |