Form 4 for FORM FORMFACTOR INC
Accepted 2024-08-05 00:00:00 ET · period of report 2024-08-01 · accession 0001590177-24-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-05 | 2024-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | F - Tax | $44.18 | -15.5K | 535.6K | -3% | -$685.0K |
| DM | 2024-08-05 | 2024-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | M - OptEx | $0.00 | +28.0K | 537.6K | +5% | $0 |
| DM | 2024-08-05 | 2024-08-01 | FORM | SLESSOR MIKE | CEO, Dir | S - Sale+OE | $50.93 | -4,000 | 523.2K | -0.8% | -$203.7K |
| DM | 2024-08-05 | 2024-08-01+ | FORM | SLESSOR MIKE | CEO, Dir | M - OptEx | $0.00 | -28.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-01 | F | D | 8,000 | $47.25 | 529,614 | D | — | — | (F7) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 2 | Common | Common Stock | 2024-08-02 | M | A | 13,536 | $0.00 | 543,150 | D | — | — | (F8) The Restricted Stock Units vest in three annual installments on each August 2 of 2022, 2023 and 2024 and will be settled into shares of common stocks on or following the vesting dates. |
| 3 | Common | Common Stock | 2024-08-02 | F | D | 7,506 | $40.90 | 535,644 | D | — | — | (F7) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 4 | Common | Common Stock | 2024-08-01 | S | D | 1,038 | $48.60 | 526,149 | D | — | — | (F1) The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2023. (F2) Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $48.23 through $48.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2024-08-01 | S | D | 1,389 | $50.28 | 524,760 | D | — | — | (F1) The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2023. (F3) Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $50.11 through $50.74. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2024-08-01 | S | D | 471 | $51.29 | 524,289 | D | — | — | (F1) The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2023. (F4) Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $51.13 through $51.61. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2024-08-01 | S | D | 8 | $52.62 | 524,281 | D | — | — | (F1) The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2023. |
| 8 | Common | Common Stock | 2024-08-01 | M | A | 14,427 | $0.00 | 537,614 | D | — | — | (F6) The Restricted Stock Units vest in three annual installments on each August 1 of 2023, 2024 and 2025 and will be settled into shares of common stocks on or following the vesting dates. |
| 9 | Common | Common Stock | 2024-08-01 | S | D | 1,094 | $53.80 | 523,187 | D | — | — | (F1) The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted on November 20, 2023. (F5) Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $53.625 through $54.46. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Derivative | Restricted Stock Units | 2024-08-01 | M | D | 14,427 | $0.00 | 14,426 | D | $0.00 · — to — | 14,427 Common Stock | (F6) The Restricted Stock Units vest in three annual installments on each August 1 of 2023, 2024 and 2025 and will be settled into shares of common stocks on or following the vesting dates. (F9) If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |
| 11 | Derivative | Restricted Stock Units | 2024-08-02 | M | D | 13,536 | $0.00 | 0 | D | $0.00 · — to — | 13,536 Common Stock | (F8) The Restricted Stock Units vest in three annual installments on each August 2 of 2022, 2023 and 2024 and will be settled into shares of common stocks on or following the vesting dates. (F9) If the reporting person's employment is terminated for any reason before an applicable Vesting Date, all restricted stock units that have not yet vested shall be forfeited without consideration, except as provided in the change of control severance agreement and any other agreements regarding equity vesting and exercisability between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |