Form 4 for ESI Element Solutions Inc
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001590714-22-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-17 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | — | +3,784 | 496.7K | +0.8% | — |
| D | 2022-02-22 | 2022-02-17 | ESI | Capps John Edward | EVP, GC, Sec | F - Tax | $24.02 | -1,490 | 495.2K | -0.3% | -$35.8K |
| D | 2022-02-22 | 2022-02-17 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | — | -3,784 | 7,567 | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | M | A | 3,784 | — | 496,721 | D | — | — | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | F | D | 1,490 | $24.02 | 495,231 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. |
| 3 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 3,784 | — | 7,567 | D | $0.00 · — to — | 3,784 Common Stock | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |