Form 4 for ESI Element Solutions Inc
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001590714-22-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-17 | ESI | Goralski Michael | See Remarks | M - OptEx | — | +5,838 | 146.8K | +4% | — |
| DM | 2022-02-22 | 2022-02-17 | ESI | Goralski Michael | See Remarks | F - Tax | $24.02 | -2,707 | 145.7K | -2% | -$65.0K |
| DM | 2022-02-22 | 2022-02-17 | ESI | Goralski Michael | See Remarks | M - OptEx | — | -5,838 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | M | A | 1,469 | — | 148,130 | D | — | — | (F5) Represents settlement of 1/3 of a RSU award granted on 2/20/2019 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | F | D | 681 | $24.02 | 147,449 | D | — | — | (F6) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above. (F7) Includes 10 shares of the Issuer's common stock held by a minor child. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | F | D | 856 | $24.02 | 146,661 | D | — | — | (F4) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 3 above. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | M | A | 1,846 | — | 147,517 | D | — | — | (F3) Represents settlement of 1/3 of a RSU award granted on 2/19/2020 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | F | D | 1,170 | $24.02 | 145,671 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 1 above. |
| 6 | Common | Common Stock, par value $0.01 per share | 2022-02-17 | M | A | 2,523 | — | 146,841 | D | — | — | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 2,523 | — | 5,045 | D | $0.00 · — to — | 2,523 Common Stock | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 1,846 | — | 1,846 | D | $0.00 · — to — | 1,846 Common Stock | (F3) Represents settlement of 1/3 of a RSU award granted on 2/19/2020 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 1,469 | — | 0 | D | $0.00 · — to — | 1,469 Common Stock | (F5) Represents settlement of 1/3 of a RSU award granted on 2/20/2019 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |