Form 4 for ESI Element Solutions Inc
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001590714-22-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-07 | ESI | ASHKEN IAN G H | Dir | M - OptEx | — | +4,174 | 4,174 | New | — |
| D | 2022-06-09 | 2022-06-07 | ESI | ASHKEN IAN G H | Dir | J - Other | — | -4,174 | 0 | -100% | — |
| DI | 2022-06-09 | 2022-06-07 | ESI | ASHKEN IAN G H | Dir | J - Other | — | +4,174 | 1.34M | +0.3% | — |
| D | 2022-06-09 | 2022-06-07 | ESI | ASHKEN IAN G H | Dir | A - Grant | — | +6,367 | 6,367 | New | — |
| D | 2022-06-09 | 2022-06-07 | ESI | ASHKEN IAN G H | Dir | M - OptEx | — | -4,174 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-06-07 | M | A | 4,174 | — | 4,174 | D By Tasburgh, LLC | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-06-07 | J | D | 4,174 | — | 0 | D | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-06-07 | J | A | 4,174 | — | 1,342,528 | I | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-06-07 | A | A | 6,367 | — | 6,367 | D | $0.00 · — to — | 6,367 Common Stock | (F2) Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. |
| 5 | Derivative | Restricted Stock Units | 2022-06-07 | M | D | 4,174 | — | 0 | D | $0.00 · — to — | 4,174 Common Stock | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |