Form 4 for ESI Element Solutions Inc
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001590714-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | ESI | D'Ambrisi Joseph J. | EVP, Head of Electronics | M - OptEx | — | +44.0K | 401.1K | +12% | — |
| DM | 2023-02-17 | 2023-02-15 | ESI | D'Ambrisi Joseph J. | EVP, Head of Electronics | F - Tax | $20.58 | -20.6K | 387.4K | -5% | -$424.4K |
| DM | 2023-02-17 | 2023-02-15 | ESI | D'Ambrisi Joseph J. | EVP, Head of Electronics | M - OptEx | — | -33.0K | 7,642 | -81% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 3,311 | — | 390,760 | D | — | — | (F5) Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 1,535 | $20.58 | 389,225 | D | — | — | (F6) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 3,822 | — | 393,047 | D | — | — | (F7) Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 1,772 | $20.58 | 391,275 | D | — | — | (F8) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7 above. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 3,691 | — | 389,374 | D | — | — | (F3) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 6 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 15,391 | $20.58 | 385,683 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above. |
| 7 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 33,222 | — | 401,074 | D | — | — | (F1) Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock. |
| 8 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 1,925 | $20.58 | 387,449 | D | — | — | (F4) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. |
| 9 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 3,311 | — | 3,310 | D | $0.00 · — to — | 3,311 Common Stock | (F5) Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 3,691 | — | 0 | D | $0.00 · — to — | 3,691 Common Stock | (F3) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 11 | Derivative | Performance Stock Units | 2023-02-15 | M | D | 22,148 | — | 0 | D | $0.00 · — to — | 33,222 Common Stock | (F1) Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 3,822 | — | 7,642 | D | $0.00 · — to — | 3,822 Common Stock | (F7) Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |