Form 4 for ESI Element Solutions Inc
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001590714-23-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | ESI | Goralski Michael | EVP, Head of I, S | F - Tax | $20.58 | -11.1K | 157.1K | -7% | -$229.1K |
| DM | 2023-02-17 | 2023-02-15 | ESI | Goralski Michael | EVP, Head of I, S | M - OptEx | — | +23.5K | 158.1K | +17% | — |
| DM | 2023-02-17 | 2023-02-15 | ESI | Goralski Michael | EVP, Head of I, S | M - OptEx | — | -18.0K | 5,042 | -78% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 1,169 | $20.58 | 159,808 | D | — | — | (F9) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7 above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 16,612 | — | 164,051 | D | — | — | (F1) Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock. (F2) Excludes 10 shares of the Issuer's common stock previously reported as held by a minor child who is no longer minor. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 2,522 | — | 160,977 | D | — | — | (F8) Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 1,170 | $20.58 | 158,455 | D | — | — | (F7) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 7,832 | $20.58 | 156,219 | D | — | — | (F3) Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above. |
| 6 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 2,523 | — | 159,625 | D | — | — | (F6) Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 7 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | F | D | 962 | $20.58 | 157,102 | D | — | — | (F5) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. |
| 8 | Common | Common Stock, par value $0.01 per share | 2023-02-15 | M | A | 1,845 | — | 158,064 | D | — | — | (F4) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 9 | Derivative | Performance Stock Units | 2023-02-15 | M | D | 11,074 | — | 0 | D | $0.00 · — to — | 16,612 Common Stock | (F1) Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 1,845 | — | 0 | D | $0.00 · — to — | 1,845 Common Stock | (F4) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 2,523 | — | 2,522 | D | $0.00 · — to — | 2,523 Common Stock | (F6) Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 2,522 | — | 5,042 | D | $0.00 · — to — | 2,522 Common Stock | (F8) Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |