Form 4 for ESI Element Solutions Inc
Accepted 2023-06-07 00:00:00 ET · period of report 2023-06-06 · accession 0001590714-23-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-06-07 | 2023-06-06 | ESI | ASHKEN IAN G H | Dir | J - Other | — | +6,367 | 1.35M | +0.5% | — |
| D | 2023-06-07 | 2023-06-06 | ESI | ASHKEN IAN G H | Dir | M - OptEx | — | +6,367 | 6,367 | New | — |
| D | 2023-06-07 | 2023-06-06 | ESI | ASHKEN IAN G H | Dir | J - Other | — | -6,367 | 0 | -100% | — |
| D | 2023-06-07 | 2023-06-06 | ESI | ASHKEN IAN G H | Dir | A - Grant | — | +7,365 | 7,365 | New | — |
| D | 2023-06-07 | 2023-06-06 | ESI | ASHKEN IAN G H | Dir | M - OptEx | — | -6,367 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-06-06 | J | A | 6,367 | — | 1,348,895 | I | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-06-06 | M | A | 6,367 | — | 6,367 | D By Tasburgh, LLC | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-06-06 | J | D | 6,367 | — | 0 | D | — | — | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-06-06 | A | A | 7,365 | — | 7,365 | D | $0.00 · — to — | 7,365 Common Stock | (F2) Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer. |
| 5 | Derivative | Restricted Stock Units | 2023-06-06 | M | D | 6,367 | — | 0 | D | $0.00 · — to — | 6,367 Common Stock | (F1) This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |