Form 4 for ESI Element Solutions Inc
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-13 · accession 0001590714-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-15 | 2024-02-13+ | ESI | Gliklich Benjamin | Pres, CEO, Dir | M - OptEx | — | +173.4K | 724.0K | +32% | — |
| DM | 2024-02-15 | 2024-02-13+ | ESI | Gliklich Benjamin | Pres, CEO, Dir | S - Sale+OE | $23.20 | -68.2K | 716.3K | -9% | -$1.58M |
| DM | 2024-02-15 | 2024-02-13+ | ESI | Gliklich Benjamin | Pres, CEO, Dir | M - OptEx | — | -130.9K | 16.7K | -89% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | M | A | 137,156 | — | 758,364 | D | — | — | (F1) Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | S | D | 53,969 | $23.20 | 704,395 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-02-15 | S | D | 6,579 | $23.20 | 726,399 | D | — | — | (F6) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | S | D | 7,698 | $23.20 | 716,259 | D | — | — | (F4) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-02-15 | M | A | 16,719 | — | 732,978 | D | — | — | (F5) Represents settlement of 1/3 of an RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | M | A | 19,562 | — | 723,957 | D | — | — | (F3) Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 7 | Derivative | Performance Stock Units | 2024-02-13 | M | D | 94,590 | — | 0 | D | $0.00 · — to — | 137,156 Common Stock | (F1) Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2024-02-13 | M | D | 19,562 | — | 39,123 | D | $0.00 · — to — | 19,562 Common Stock | (F3) Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 16,719 | — | 16,718 | D | $0.00 · — to — | 16,719 Common Stock | (F5) Represents settlement of 1/3 of an RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |