Form 4 for ESI Element Solutions Inc
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-13 · accession 0001590714-24-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-15 | 2024-02-13+ | ESI | Goralski Michael | Former EVP, Head of I, S | S - Sale+OE | $23.20 | -12.8K | 143.4K | -8% | -$296.3K |
| DM | 2024-02-15 | 2024-02-13+ | ESI | Goralski Michael | Former EVP, Head of I, S | M - OptEx | — | +27.3K | 146.2K | +23% | — |
| DM | 2024-02-15 | 2024-02-13+ | ESI | Goralski Michael | Former EVP, Head of I, S | M - OptEx | — | -20.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | S | D | 1,296 | $23.20 | 144,945 | D | — | — | (F4) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-02-15 | M | A | 2,521 | — | 147,466 | D | — | — | (F5) Represents settlement of 1/3 of an RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-02-15 | S | D | 1,169 | $23.20 | 146,297 | D | — | — | (F6) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | M | A | 21,946 | — | 153,754 | D | — | — | (F1) Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | S | D | 10,308 | $23.20 | 143,446 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-02-13 | M | A | 2,795 | — | 146,241 | D | — | — | (F3) Represents settlement of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 7 | Derivative | Performance Stock Units | 2024-02-13 | M | D | 15,134 | — | 0 | D | $0.00 · — to — | 21,946 Common Stock | (F1) Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 2,521 | — | 0 | D | $0.00 · — to — | 2,521 Common Stock | (F5) Represents settlement of 1/3 of an RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2024-02-13 | M | D | 2,795 | — | 0 | D | $0.00 · — to — | 2,795 Common Stock | (F3) Represents settlement of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |