Form 4 for ESI Element Solutions Inc
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-17 · accession 0001590714-24-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-17 | ESI | Fricke Richard L. | SVP, Electronics | F - Tax | $23.86 | -585 | 45.7K | -1% | -$14.0K |
| D | 2024-02-21 | 2024-02-17 | ESI | Fricke Richard L. | SVP, Electronics | M - OptEx | — | +1,261 | 46.3K | +3% | — |
| D | 2024-02-21 | 2024-02-17 | ESI | Fricke Richard L. | SVP, Electronics | M - OptEx | — | -1,261 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-02-17 | F | D | 585 | $23.86 | 45,729 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above. Price reflects closing stock price on the last business day prior to vesting. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-02-17 | M | A | 1,261 | — | 46,314 | D | — | — | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 1,261 | — | 0 | D | $0.00 · — to — | 1,261 Common Stock | (F1) Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock. |