Form 4 for ESI Element Solutions Inc
Accepted 2025-02-14 00:00:00 ET · period of report 2025-02-12 · accession 0001590714-25-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-14 | 2025-02-12 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | — | +26.4K | 568.6K | +5% | — |
| DM | 2025-02-14 | 2025-02-12 | ESI | Capps John Edward | EVP, GC, Sec | F - Tax | $25.81 | -10.5K | 567.3K | -2% | -$272.0K |
| DM | 2025-02-14 | 2025-02-12 | ESI | Capps John Edward | EVP, GC, Sec | M - OptEx | — | -26.4K | 0 | -100% | — |
| DM | 2025-02-14 | 2025-02-12 | ESI | Capps John Edward | EVP, GC, Sec | A - Grant | — | +15.5K | 10.3K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | M | A | 17,197 | — | 568,629 | D | — | — | (F1) Represents settlement of a performance restricted stock unit ("PRSU") award previously reported in 2022. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | F | D | 6,765 | $25.81 | 561,864 | D | — | — | (F2) Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described in footnote 1. |
| 3 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | M | A | 2,980 | — | 564,844 | D | — | — | (F3) Represents settlement of 1/3 of a restricted stock unit ("RSUs") award previously reported in 2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | F | D | 1,173 | $25.81 | 563,671 | D | — | — | (F4) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 3. |
| 5 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | M | A | 3,353 | — | 567,024 | D | — | — | (F5) Represents settlement of 1/3 of an RSU award previously reported in 2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 6 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | F | D | 1,320 | $25.81 | 565,704 | D | — | — | (F6) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5. |
| 7 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | M | A | 2,865 | — | 568,569 | D | — | — | (F7) Represents settlement of 1/3 of an RSU award previously reported in 2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 8 | Common | Common Stock, par value $0.01 per share | 2025-02-12 | F | D | 1,280 | $25.81 | 567,289 | D | — | — | (F8) Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7. |
| 9 | Derivative | Restricted Stock Units | 2025-02-12 | M | D | 3,353 | — | 3,353 | D | $0.00 · — to — | 3,353 Common Stock | (F5) Represents settlement of 1/3 of an RSU award previously reported in 2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 10 | Derivative | Restricted Stock Units | 2025-02-12 | A | A | 5,165 | — | 5,165 | D | $0.00 · — to — | 5,165 Common Stock | (F10) Each RSU represents a contingent right to receive one share of the Issuer's common stock. The grant will vest in 1/3 increments over the next three years. |
| 11 | Derivative | Performance Stock Units | 2025-02-12 | A | A | 10,333 | — | 10,333 | D | $0.00 · — to — | 10,333 Common Stock | (F9) Each PRSU represents a contingent right to receive up to 3 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on December 31, 2027 and a relative total shareholder return (TSR) modifier based on the Issuer's TSR in comparison to its peer group for that same period. The number of shares reported in column 7 will range from zero to 30,999 shares. |
| 12 | Derivative | Restricted Stock Units | 2025-02-12 | M | D | 2,980 | — | 5,960 | D | $0.00 · — to — | 2,980 Common Stock | (F3) Represents settlement of 1/3 of a restricted stock unit ("RSUs") award previously reported in 2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| 13 | Derivative | Performance Stock Units | 2025-02-12 | M | D | 17,197 | — | 0 | D | $0.00 · — to — | 17,197 Common Stock | (F1) Represents settlement of a performance restricted stock unit ("PRSU") award previously reported in 2022. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock. |
| 14 | Derivative | Restricted Stock Units | 2025-02-12 | M | D | 2,865 | — | 0 | D | $0.00 · — to — | 2,865 Common Stock | (F7) Represents settlement of 1/3 of an RSU award previously reported in 2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |